Business Compliance Manager

Job Overview

Location
Mumbai, Maharashtra
Job Type
Full Time
Date Posted
9 months ago

Additional Details

Job ID
5112
Job Views
22

Job Description

Let's meet the Compliance team! ?

Your friends don't understand. Your family doesn't understand, but we do. You have a burning itch to make it better, to be the best.

If being on the ground floor of establishing a compliance department and working on cutting-edge products seems like a Tuesday afternoon to you, keep reading ✨

We're looking for a Business Compliance Manager who'll be responsible for supporting and advising the Sales team on compliance requirements, like expanding to new markets, direct marketing, data protection, financial promotions, and related controls within the First Line of Defence. Be warned, this is a very hands-on role, but we know you can do it.

Up for the challenge? Let's get in touch ?

What You’ll Be Doing

  • Understanding 1LoD/department needs and providing compliance domain expertise
  • Providing solutions to compliance problems statements
  • Acting as effective stakeholder between 1LoD and 2LoD Compliance
  • Ensuring we’re meeting regulatory requirements
  • Reading regulations and understanding their implications based on department needs
  • Monitoring the regulatory issues related to the given department and analysing existing data proactively to suggest remediation actions
  • Driving any controls enhancement or remediation work required within the department
  • Engaging with relevant stakeholders within and outside the Sales team maintaining selling activities in a compliant framework

What You'll Need

  • A degree from a top-tier university, legal studies preferred
  • Good understanding of EU/UK regulations specific to FS
  • 4+ years of experience in Financial Services companies, working on compliance topics
  • Excellent understanding of how compliance risk and business risk interact.
  • Highly adaptable skills for working in a fast paced environment

Building a global financial super app isn’t enough. Our Revoluters are a priority, and that’s why in 2021 we launched our inaugural D&I Framework, designed to help us thrive and grow everyday. We're not just doing this because it's the right thing to do. We’re doing it because we know that seeking out diverse talent and creating an inclusive workplace is the way to create exceptional, innovative products and services for our customers. That’s why we encourage applications from people with diverse backgrounds and experiences to join this multicultural, hard-working team.

Qualification

Bachelor degree

Experience Requirements

fresher & Expernce

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